A panel of judges reviewed the anonymized questionnaires and selected the women honored in three categories: Forbes Magazine July, While most investors perceive the funding landscape as balanced, their actual investments in multicultural and women-owned businesses are highly skewed. Market Information Delayed 20 Minutes.
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He plays a key role in our financial planning efforts and provides our clients with the knowledgeable counsel they need to plan their estates, structure legal settlements, and help meet the often complex challenges that come with retirement. A Rochester native, Bill developed a fascination with the stock market at an early age. After graduating from Rochester Institute of Technology with a BS in Business Administration, he joined a local bank where he specialized in trusts and investments, as well as working with corporate clients.
Twelve years later, he followed his true passion and became a Financial Advisor. Currently, he sits on both the financial and pastoral committees at St. Bill and his wife Maria have two children and reside in Rochester. There she worked on highly visible projects with city and county governments across the country to expand financial literacy by providing access to financial products and services to individuals.
Prior to her role at Citi, she spent eight years in the entertainment industry in Hollywood. During that time she worked at the William Morris agency where she assisted in representing their A list clients in various commercial endorsement and other financial transactions. She also gained a grounding in foreign film sales, distribution and production.
A California native, she has made her home in Florida and is bicultural and bilingual in Spanish. About Me Shelley brings a keen understanding of the entrepreneurial spirit to the clients she serves. Before joining Morgan Stanley in , she spent fifteen years helping start-up and established businesses develop sound business and marketing plans, execute those plans effectively and raise money through investors, licensing fees and other strategies.
With The Pelican Bay Group, Shelley works closely with business owners to help them prepare for mergers, acquisitions and other liquidity events. She also advises them on cash management, k plan management and other issues that contribute to their corporate success. For the past several years, Shelley has focused on the unique challenges faced by women entrepreneurs and executives. Active in the Denver community where she has lived her entire life, Shelley helps nonprofits refine their investment and spending policies and manage cash and other assets in line with their missions.
About Me Marcy has been in the financial services industry for 27 years. She began her career in in Billings, MT. All 27 years have been with Morgan Stanley and our predecessor firms.
Marcy has worked in management for 10 years as an Operations Manager. In , after completing her studies, she became a Financial Advisor. Marcy is a Vice President and has attained the designations: She splits her time between Colorado and Wyoming.
Areas of focus are financial planning, investment management and client service with a focus on comprehensive wealth management.
Marcy and her husband, Sean, have been married for 18 years. They have three children, a daughter and twin sons, along with a black lab. They like spending their time with family and friends while enjoying their home, the outdoors and various sporting activities and events. Doug brings with him over 19 years of experience with the firm and its predecessors.
Not only is Doug a Financial Advisor, he is also a sitting Branch Manager with the firm, holding that title since His passion for private family foundations, endowments, and other high-net worth clients is built and founded on trust and integrity. Doug is a graduate of the University of Wyoming and continues to be very active not only in his community but his State. He recently graduated from the Leadership Wyoming program, and serves on several local non-profit boards.
He is an avid golfer, hunter and outdoors enthusiast. Russell joined a Morgan Stanley predecessor firm in after serving as a fixed income and equity trader at several banks and investment management organizations. He and his family reside in Victor, NY. About Me Rebecca Michel began her career with the firm in and has completed the Series 3, 7 and Series 63 examinations. Becky has been in the financial services industry for 18 years. She independently helps to develop, communicate and implement procedures to best meet the logistical and administrative needs of clients and team members.
Becky serves as a liaison between Financial Advisors, support staff and branch management, keeping all apprised of the status of projects and proactively communicating any follow up issues and next steps. Becky also coordinates and manages the support staff functions of the group. In her free time, Becky enjoys spending time with her husband and two sons.
She joined the firm in They continue to actively compete. About Me Jeanette joined Morgan Stanley and its predecessors in and has achieved her Series 7 and Series 66 licenses. She is a Senior Registered Associate which reflects her ability to provide the proficient handling of all client administrative needs including trade executions while providing a high level of service to all clients.
Jeanette is committed to achieving continued professional development. She is constantly adding to her knowledge, depth and breadth of her experience within the financial industry. She is involved in new hire training on Morgan Stanley managed account platforms, within the Complex and was a member of the National Service Advisory Council. Jeanette is also trained to assist with Consulting Group technical analysis. Jeanette was born and raised in Denver, Colorado.
Her ties to Denver run deep with her large extended family. She is a mother of 3 young children who keep her extremely busy in her personal time. She is very involved in their education and extracurricular activities. Jeanette and her husband Donavan, enjoy family time, traveling and exploring with their little ones.
After graduating, she ran their operations which included branch document processing, cashiering, and new accounts. She provides operational and administrative support to the clients of Financial Advisors, Stephen Stribling and Shelley Ford.
She nurtures both new and existing client relationships by utilizing hard work and creativity to tackle special situations. In addition, Jennifer assists the team in their financial education efforts by organizing and creating presentations for their clients and various organizations across the country.
Jennifer was born and raised in Fort Collins, Colorado. She was a member of the Colorado State University Shotgun Sports Team and continues to shoot trap, skeet, and sporting clays in her free time. Jennifer is the corresponding secretary for the Brighton Japanese American Association. Jennifer enjoys spending time on the river fishing throughout Colorado, cooking, and traveling any chance she gets.
About Me Lisa joined Morgan Stanley in Over the past 5 years, client interaction and client-related services have been her primary responsibility. After graduation from college and before becoming a mother, Lisa utilized her degree in Journalism by working for a South Florida advertising firm.
She was responsible for handling executive planning, media buys, and B2B advertising for major accounts. After meeting her Canadian-born husband, Lisa worked for a worldwide leader in electronic component distribution, where she was tasked with the multi-national responsibility of handling several major clients around the world, before moving back to South Florida in Lisa was born in Fort Lauderdale, but raised in Cincinnati, Ohio.
She graduated from the University of South Carolina with a Bachelor of Arts in Journalism and moved to Boca Raton where she has lived for 25 years with the exception of three years in Canada. Lisa has been married for 23 years and has been a devoted mother raising her two sons, Matthew and Andrew.
She has been in the financial services industry for over 25 years having achieved her Series 7, Series 63 and Series 65 licensees.
In addition, Barbara is a Notary Public and fluent in Spanish. She takes great pride in her ability to provide a high level, white glove experience to all of our clients. Her greatest passion is her family and music of all manner. She lives a very active lifestyle spending as much time as she can outdoors.
Born and raised in Naples, NY, Lisa prefers the country lifestyle and currently lives in Canandaigua with her two young children, Logan and Emma.
Lisa seeks out the thrills of many outdoor activities including kayaking, four wheeling, camping, and snowmobiling and likes to challenge herself with various home improvement projects. Together with her children she enjoys taking care of their animals, spending time in the kitchen and tending to their gardens. About Me Rosalie first joined Morgan Stanley in as an intern during her senior year of college. She runs investment proposals and goals-based financial plans, in addition to assisting with asset allocation, rebalancing, and trading.
Rosalie works hard to anticipate client needs and strives to make the client experience as seamless as possible. The daughter of two professional classical musicians and former New Yorkers , Rosalie grew up in Southern Maryland and currently resides in New York City. She enjoys working out, spending time with family and friends, and traveling and exploring whenever possible.
Investment and Market Perspectives. Learn More about On the Markets. Retirement Working with you to understand your life goals and develop a personalized wealth strategy. Today and for the years to come. Learn More about Retirement. Here are some key considerations. Learn more about 5 Mistakes to Avoid in Retirement. Investing Working closely with you to guide your wealth and investments through the most challenging market cycles.
Learn More about Investing. Family Creating customized financial strategies for the challenges that today's families face. Learn More about Family. How to Break the Ice Around Family Finances Navigate the money taboo and get together around what really matters—your family. Business Planning Helping you on key aspects of your business such as ownership, liquidity and developing opportunities. Learn More about Business Planning. Learn more about 6 Keys to Building a Startup.
Philanthropy Making sure your philanthropic dollars are managed with the same high quality service as the rest of your wealth. Learn More about Philanthropy. A New Roadmap for Mission Alignment. A New Roadmap for Mission Alignment Non-profits, foundations and endowments need to ensure that their sources of capital are in sync with their stated goals.
Insights and Outcomes Thought Leadership for our ultra high net worth clients, which contains thought-provoking articles, authored by leading experts from Morgan Stanley Family Office Resources. Learn More about Insights and Outcomes. The Power of Why. Learn more about The Power of Why. Mosaic Explore ideas and inspiration with captivating, original lifestyle stories created exclusively for Morgan Stanley clients.
Learn More about Mosaic. Earn Some Humanitarian Miles. Earn Some Humanitarian Miles Discover four exotic getaways with an altruistic edge. Learn more about Earn Some Humanitarian Miles. Access Morgan Stanley Online Morgan Stanley Online provides a comprehensive view of your assets and liabilities, projected income, breaking news, research and much more.
Learn more about Access Morgan Stanley Online. Sign Up for eDelivery. Learn more about Sign Up for eDelivery. Learn more about Your Financial World. Ready to start a conversation? Contact The Pelican Bay Group today. Market Information Delayed 20 Minutes. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for legal matters. Individuals are encouraged to consult their tax and legal advisors a before establishing a retirement plan or account, and b regarding any potential tax, ERISA and related consequences of any investments made under such plan or account.
Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning, charitable giving, philanthropic planning and other legal matters. Because ESG criteria exclude some investments, investors may not be able to take advantage of the same opportunities or market trends as investors that do not use such criteria.
The information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site. Morgan Stanley reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. All electronic communications are subject to terms available at the following link: Any profiles and associated content are for U. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives.
Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. This material does not provide individually tailored investment advice.
It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Nor do we guarantee their accuracy or completeness.
The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. Investment performance is not a criterion. This Award, sponsored by Morningstar, recognizes leadership, innovation and significant influence within the retirement industry targeting the sales, marketing and establishment of k plans.
Individuals are judged based on qualitative information collected from the nomination form, and potentially from interviews with the Award Committee. For more information on the award, go to http: Financial Advisors are quantitatively rated based on varying types of revenues and assets advised by the financial professional, with weightings associated for each. Because individual client portfolio performance varies and is typically unaudited, this rating focuses on customer satisfaction and quality of advice.
This exclusive conference is designed to promote best practices and generate new ideas across the industry. Participants attended workshops, many led by the Top Women Financial Advisors, that explored current issues ranging from business development ideas through managing high-net-worth accounts and families to portfolio management and retirement planning.
Participants attended workshops, led by the Top Women Financial Advisors, that explored current issues ranging from business development ideas through managing high-net-worth accounts and families to portfolio management and retirement planning. The teams in the ranking were evaluated on a range of criteria, including institutional investment assets overseen by the team, the revenue generated by those assets, the number of clients served by the team, and the number of team members and their regulatory records.
Also considered were the advanced professional designations and accomplishments represented on the team.
Advisors who are selected have a minimum of seven years of financial services experience. Quantitative factors include, but are not limited to, the amount of assets under management.
Qualitative factors include, but are not limited to, compliance record, interviews with senior management, and philanthropic work. Advisors in the Top 1, Financial Advisors have a minimum of seven years of financial services experience. Qualitative factors include, but are not limited to, compliance record and philanthropic work. Advisors in the Top 1, Financial Advisors list have a minimum of seven years of financial services experience. Financial advisors were graded based on various factors including, but not limited to, AUM, compliance record, years of experience, AUM growth rate, industry certifications and online accessibility.
For more on methodology please go to www. Financial Times Top Advisors Neither the brokerages nor the advisors pay a fee to the Financial Times in exchange for inclusion in the FT Financial Times Top The award does not evaluate the quality of services provided to clients. Five Star Wealth Manager. Five Star Professional, as a third party research firm, identified pre-qualified award candidates based on industry data and contacted all identified broker dealers, Registered Investment Advisor firms and FINRA-registered representatives to gather wealth manager nominations.
Self-nominations are not accepted. The Award does not evaluate the quality of services furnished to clients and it is possible that the recipient may have received unfavorable ratings from those surveyed.
Five Star Professional collected the information for this Award through surveys it conducted. Best-in-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person and telephone due diligence meetings and a ranking algorithm that includes: Forbes Top Advisor List.
Forbes Magazine and Forbes Online August Portfolio performance is not a criterion due to varying client objectives and lack of audited data. While most investors perceive the funding landscape as balanced, their actual investments in multicultural and women-owned businesses are highly skewed.
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